SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 13, 2003
NORTHEAST BANCORP
(Exact Name of Registrant as Specified in its Charter)
Maine |
1-14588 |
01-0425066 |
(State or Other Jurisdiction Incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) |
158 Court Street, Auburn, Maine |
04210 |
(Address of Principal Executive Offices) |
(Zip Code) |
Registrant's telephone number, including area code: |
(207) 777-6411 |
Item 7. |
Financial Statements and Exhibits. |
(c) |
Exhibits. |
Exhibit No. |
Description |
99.1 |
Certificate of Principal Executive Officer, dated February 13, 2003, pursuant to 18 U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 in connection with the Quarterly Report on Form 10-Q for the quarter ended December 31, 2002. |
99.2 |
Certificate of Principal Financial Officer, dated February 13, 2003, pursuant to 18 U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 in connection with the Quarterly Report on Form 10-Q for the quarter ended December 31, 2002. |
Item 9. Regulation FD Disclosure.
On February 13, 2003, Northeast Bancorp (the "Company") filed its Quarterly Report on Form 10-Q for the quarter ended December 31, 2002 ("Form 10-Q") with the Securities and Exchange Commission. In connection with the filing of the Form 10-Q, the certifications of the Company's chief executive officer, James D. Delamater, and chief financial officer, Robert S. Johnson, were submitted to the Securities and Exchange Commission with the Form 10-Q as required by 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
These certificates are being furnished herewith solely to accompany the Form 10-Q pursuant to 18 U.S.C. Section 1350 and, in accordance with General Instruction B.2 of Form 8-K, the information in this report (including the exhibits thereto) is furnished pursuant to Item 9 and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section. Further, the information in this report (including the exhibits hereto) is not to be incorporated by reference into any of the Company's filings with the Securities and Exchange Commission, whether filed prior to or after the furnishing of these certificates, regardless of any general or specific incorporation language in such filing.
[Rest of Page Intentionally Blank. Signature on Following Page.]
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
NORTHEAST BANCORP |
||
Date: February 13, 2003 |
By: |
/s/ James D. Delamater |
James D. Delamater |
||
President and Chief |
||
Executive Officer |
EXHIBIT INDEX
Exhibit No. |
Description |
99.1 |
Certificate of Principal Executive Officer, dated February 13, 2003, pursuant to 18 U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 in connection with the Quarterly Report on Form 10-Q for the quarter ended December 31, 2002. |
99.2 |
Certificate of Principal Financial Officer, dated February 13, 2003, pursuant to 18 U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 in connection with the Quarterly Report on Form 10-Q for the quarter ended December 31, 2002. |
Certification of the Chief Executive Officer Pursuant to
18 U.S.C. Section 1350,
As Adopted Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
In connection with the Quarterly Report of Northeast Bancorp (the "Company") on Form 10-Q for the quarterly period ending December 31, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), James D. Delamater, as Chief Executive Officer of the Company, hereby certifies pursuant to 18 U.S.C. 1350, as adopted pursuant to 906 of the Sarbanes-Oxley Act of 2002, to the best of his knowledge, that:
(1) The Report fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934; and
(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
February 13, 2003 |
/s/ James D. Delamater |
James D. Delamater |
|
President and CEO |
Certification of the Chief Financial Officer Pursuant to
18 U.S.C. Section 1350,
As Adopted Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
In connection with the Quarterly Report of Northeast Bancorp (the "Company") on Form 10-Q for the quarterly period ending December 31, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), Robert S. Johnson, as Chief Financial Officer of the Company, hereby certifies pursuant to 18 U.S.C. 1350, as adopted pursuant to 906 of the Sarbanes-Oxley Act of 2002, to the best of his knowledge, that:
(1) The Report fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934; and
(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
February 13, 2003 |
/s/ Robert S. Johnson |
Robert S. Johnson |
|
Chief Financial Officer |