SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 27, 2002
NORTHEAST BANCORP
(Exact Name of Registrant as Specified in its Charter)
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Maine |
1-14588 |
01-0425066 |
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(State or Other Jurisdiction Incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) |
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232 Center Street, Auburn, Maine |
04210 |
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(Address of Principal Executive Offices) |
(Zip Code) |
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Registrant's telephone number, including area code: |
(207) 777-6411 |
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Item 7. |
Financial Statements and Exhibits. |
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(c) |
Exhibits. |
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Exhibit No. |
Description |
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99.1 |
Certificate of Principal Executive Officer and Principal Financial Officer, dated September 27, 2002, pursuant to 18 U.S.C. Section 1350 in connection with the Annual Report on Form 10-K for the fiscal year ended June 30, 2002. |
Item 9. Regulation FD Disclosure.
On September 27 2002, Northeast Bancorp (the "Company") filed its Annual Report on Form 10-K for the fiscal year ended June 30, 2002 ("Form 10-K") with the Securities and Exchange Commission. In connection with the filing of the Form 10-K, the certifications of the Company's chief executive officer, James D. Delamater, and chief financial officer, Robert S. Johnson, were submitted to the Securities and Exchange Commission with the Form 10-K as required by 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
This certificate is being furnished herewith solely to accompany the Form 10-K pursuant to 18 U.S.C. Section 1350 and, in accordance with General Instruction B.2 of Form 8-K, the information in this report (including the exhibits thereto) is furnished pursuant to Item 9 and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section. Further, the information in this report (including the exhibits hereto) is not to be incorporated by reference into any of the Company's filings with the Securities and Exchange Commission, whether filed prior to or after the furnishing of these certificates, regardless of any general or specific incorporation language in such filing.
[Rest of Page Intentionally Blank. Signature on Following Page.]
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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NORTHEAST BANCORP |
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Date: September 27, 2002 |
By: |
/s/ James D. Delamater |
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James D. Delamater |
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President and Chief |
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Executive Officer |
EXHIBIT INDEX
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Exhibit No. |
Description |
|
99.1 |
Certificate of Principal Executive Officer and Principal Financial Officer, dated September 27, 2002, pursuant to 18 U.S.C. Section 1350 in connection with the Annual Report on Form 10-K for the fiscal year ended June 30, 2002. |
Certification of CEO and CFO Pursuant to
18 U.S.C. Section 1350,
As Adopted Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
In connection with the Annual Report of Northeast Bancorp (the "Company") on Form 10-K for the fiscal year ended June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), James D. Delamater, as Chief Executive Officer of the Company, and Robert S. Johnson, as Chief Financial Officer of the Company, each hereby certifies, pursuant to 18 U.S.C. 1350, as adopted pursuant to 906 of the Sarbanes-Oxley Act of 2002, to the best of his knowledge, that:
(1) The Report fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934; and
(2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.
/s/ James D. Delamater
James D. Delamater
Chief Executive Officer
September 27, 2002
/s/ Robert S. Johnson
Robert S. Johnson
Chief Financial Officer
September 27, 2002
This certification accompanies this Report pursuant to 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed filed by the Company for purposes of Section 18 of the Securities Exchange Act of 1934, as amended. Further, this certification is being made for the exclusive purpose of compliance by the CEO and CFO of the Company with the requirements of 906 of the Sarbanes-Oxley Act of 2002, and may not be disclosed, distributed, or used by any person or for any reason other than as specifically required by law.